INCORPORATION AND CITIZENSHIP
(a) London a corporation by prescription
It will be noticed, alike in this and in preceding calendars,
that many of the pleas and memoranda are concerned, directly
or indirectly, with the duties and privileges of citizenship. The
court administers a law and custom peculiar to the citizens of
London, restrains non-citizens from interfering with their
profits or sharing in their rights, defines the methods of acquiring citizenship and expels from its benefits those who
have misused it. At the same time there is the feeling that the
citizens are not merely a group of co-owners of privileges but
members of an organism greater than themselves. At a period
when the legal definition of incorporation was still in its
infancy (fn. 1) , its practical implications and the distinction between
the personality of the City and the several personalities of the
citizens were continually present in the minds of City officials.
The City is an exemplar to other cities; it has an honour which
can be besmirched by the riotous or uncivil behaviour of the
citizens (fn. 2) ; and when the clerk wishes to signify that an association of journeymen is more than an injustice to their masters
and their neighbours, he speaks of a respublica which is
damaged (fn. 3) . Meanwhile the lawyers, when seeking to define a
corporate body, found their best illustrations in the ancient
and acknowledged position of London...la comminalty de
Londres qe est perpetuel et d'antiquity, qe est un gros
(fn. 4) ....As
the essential elements of corporate being were more clearly
laid down, they were expressed with increasing detail in the
charters granted to other towns and communities. But the
corporateness of London has always been understood to have
preceded formal incorporation, to be, in fact, so ancient as to
preclude either grant or confirmation. The Act of Parliament
which reversed the Quo Warranto judgment of 1683 merely
declares that the citizens of London shall continue and be, and
prescribe to be a body corporate and politick in re, facto et
nomine
(fn. 5) .
(b) Theories as to the incorporation of London
On the other hand, while it is agreed that in the 14th century
London had the main features of a corporation, some modern
historians are inclined to think that there was no great degree
of unity in the London of the nth and 12th centuries. At the
time of the Norman Conquest, says Dr Stubbs, "London
under its port-reeve and bishop, the two officers who seem to
give it a unity and identity of its own, is only a bundle of
communities, townships, parishes and lordships, of which
each has its own constitution (fn. 6) ." Even after the charter of
Henry I, "the municipal unity which they possess is of the
same sort as that of the county and the hundred (fn. 7) ." Dr J. H.
Round accepted this view and added that if "the administrative development of London had proceeded on these lines,"
i.e., as indicated in the above-mentioned charter, "it would
no more have brought about a true municipal unity than the
sheriff and the county court could evolve it in the shires (fn. 8) ."
These opinions seem to take little account of the fact that
London had a material unity, in that it was a densely populated city (fn. 9) within a city wall, which the citizens had defended
with remarkable unanimity and success during the Danish
invasions. Contiguity and common danger tend to produce
a corporate spirit, though its manifestations may not fulfil the
legal requirements of later definitions (fn. 10) . To these unifying
forces may be added the common interests of trade and manufacture, which, if they were not responsible for the original
settlement of London, contributed largely to its permanence.
(c) Early evidences of organisation
It is in connection with trade that we have our first glimpse
of London organisation. In the 7th century, the laws of
Hlothære and Eadric mention a royal officer, a wic-gerefa or
wic-reeve, who witnessed sales and vouched them at a court
held in the King's hall (fn. 11) . By a principle, later to be known as
"market overt," the purchase was good, though the seller
could not afterwards be produced. The reeve is met again and
possibly the origins of other institutions in the Judicia
Civitatis Lundonie
(fn. 12) —a body of rules drawn up between 930
and 940 for mutual protection and the apprehension and
punishment of thieves. They show that a frithgild, composed
of leading inhabitants of noble rank (eorlisce) and humbler
persons (ceorlisce) was already in existence, for which the
bishops and reeves belonging to London had ordained new
regulations in accordance with Æthelstan's laws recently
promulgated at Greatley, Exeter and Thundersfield. Similar
rules relating to thieves are to be found in the London Gaol
Delivery records of the 13th century. There is mention of
mutual security-groups of ten men, of whom one is leader,
under the supervision of hyndenmen or hundred-men, and of
monthly meetings when report is made as to the fulfilment of
the rules. In the 13th century such oversight was performed
by the aldermen of the wards, which corresponded to territorial hundreds, where the view of frankpledge was taken (fn. 13) .
As London apparently never possessed a gild-merchant, one
is tempted to connect the monthly byttfylling, or convivial
meetings of the frithgegildas, with the ancient Guildhall (fn. 14) .
Possibly none of these resemblances will carry the weight of
a definite connection. But apart from them, the Judicia are
evidence that the inhabitants of London in the 10th century
were organised for purposes of justice, possessed a law or
folk-right by which guilt was determined, punished crime by
death, allowed no lordship or jurisdiction to protect a malefactor, though the lord's claim to a share of the felon's chattels
was recognised, and made contributions for communal purposes. Shortly afterwards there is a reference to the ancient
central court which still meets in Guildhall. Æthelgifu, wife
of Earl Æthelwine of East Anglia (968-85), is recorded as
giving to Ramsey Abbey two silver cups of 12 marks by the
weight of the Husting of London (fn. 15) .
In the century which followed the landing of William the
Conqueror there is little information dealing with the constitution of the City. His charter to London is brief. He grants
to the bishop and portreeve and the burgesses, French and
English, that they shall retain the laws they had in the time of
Eadward, that every child should be his father's heir after his
father's day, and that he would suffer no man to do them
wrong. The charter of Henry I, probably issued in 1132,
though more detailed, is concerned almost exclusively with
the ancient laws and customs of London, rather than with its
constitution (fn. 16) . It must be admitted that such customs do not
in themselves imply incorporation. In different counties, said
Bracton, the customs are different, and in 1221 the Itinerant
Justices noted carefully that Gloucestershire had its peculiar
customs in the presentment of Englishry (fn. 17) . Nor again was
corporate possession indicated by the confirmation of the
ancient rights of hunting in Chiltern, Middlesex and Surrey.
It is not the City which hunts, but the citizens. Nevertheless
there is a distinct flavour of incorporation in the privilege of
holding Middlesex to farm. Here the unity of London is
tacitly recognised—and its independence of the county
organisation.
(d) Growth of the corporate spirit
Though the nature of London's unity at this period is
obscure, its practical manifestations are beyond question. We
hear little of dissensions among the citizens, much of unanimous action. The chroniclers tell how they fought round the
standard of Harold at Hastings (fn. 18) , of the gemot attended by the
citizens and ship-masters of London, which chose Eadgar
Ætheling as king, of their elders being called into council
when further resistance to the Normans seemed hopeless (fn. 19) ,
and how all the best men of London represented the City
when submission was made (fn. 20) . In the next reign, when Odo
of Bayeux rebelled, twelve citizens of London were taken to
the King in order that they might influence their fellows to
remain faithful, as could be proved, says the writer, by
witness of their barons (fn. 21) . It was, however, on the death of
Henry I, that the action of the citizens was most significant.
They espoused the cause of Stephen, claiming that the election of a king rested upon themselves (fn. 22) . Before doing so, they
made a sworn agreement with him to preserve their liberties,
which Dr Round compares with the similar practice of
foreign towns enjoying the rights of a communa
(fn. 23) . Later, when
Stephen was taken prisoner, the Bishop of Winchester sent
for representatives of London, "who were as noblemen
(optimates) on account of the greatness of their City." A body
of citizens appeared, declaring that they had been sent by the
commune of London, and pleaded for the release of the
King, and this all the barons who had been received into their
commune also prayed (fn. 24) . And when the Empress Matilda
entered London, it was in virtue of terms previously made
with representatives of the City at St Albans (fn. 25) .
Under the strong government of Henry II no occasion arose
for political action. The City was peaceful. Trade flourished,
and with it education and the arts of life. Fitzstephen, who
describes at length the happy condition of London in his day,
only touches briefly on its government, when he says that the
citizens enjoyed the same laws and common institutes as those
of Rome, that they had annual sheriffs as consuls, the senatorial dignity and lesser magistrates (fn. 26) . One further incident
may be mentioned. A contemporary writer tells of an angry
meeting in the Husting, apparently before the granting of the
Commune in 1191, when the citizens agreed to resist the
claim made by the Abbot of St Edmunds to take toll from
them, and how, when a compromise proved ineffective, by
common counsel they boycotted the Fair of St Edmunds for
two years (fn. 27) . If this and the above-mentioned instances throw
no direct light on the government of London, they exhibit a
unity of purpose, enforced by spirited and unanimous action,
and a concern for the common weal, which are not the natural
expression of a mere bundle of communities.
(e) The granting of the Commune in 1191
There is no need to discuss at length the granting of the
Commune in 1191 and the appearance of a mayor in 1193.
It is common ground that in these events the corporate unity
of London was acknowledged (fn. 28) . The only question that arises
is whether the Commune was a recognition of existing facts
or a new development. "The Londoners," said F. W. Maitland," from of old are a community, but they must not form a
sworn Commune unless the king consents (fn. 29) ." Dr J. H. Round,
while recognising that the desire for a commune existed, seems
to regard it, not as a natural growth, but as a legal event"then London for the first time had a municipality of her
own (fn. 30) ." At the same time, and closely connected with this
grant, the firma of the City was reduced to the old figure of
£300 conceded by the charter of Henry I. It was a reduction
"won at the crisis of 1191 (fn. 31) ." But Dr Tait has recently
pointed out that the reduction took place a year before, and
he agrees with Mr Page that the privilege would naturally
carry with it the right of electing the sheriffs (fn. 32) . It may be true,
as Dr Round asserts, that the citizens of London were fired
by the example of towns abroad, and it is possible that the
constitution of Rouen was known to them. But neither in its
shape nor in its formal recognition by John can we find the
beginnings of corporate being. "Some again," said Maitland,
"may feel inclined to say that a corporation must have its
origin in a special act of the state, for example, in England
a royal charter, but they will be in danger of begging a
question about ancient history.. (fn. 33) ."
(f) The Common Council
A word may perhaps be said, without irrelevance, on Dr
Round's theory of the Common Council. He notes that in
1193 the citizens, by a common oath, which bears a striking
resemblance to the later freeman's oath, swore obedience to
the Mayor, skivini and other probi homines
(fn. 34) . Rouen possessed
a Mayor's Council, annually elected, consisting of twelve
eschevini and twelve counsellors. In 1205-6 there is record of
an oath in London taken by the "XXIIII," which has
common features with that of the 24 of Rouen (fn. 35) . He sees in
these passages the germ of the Common Council and a direct
affiliation with Rouen. Fitz Thedmar's statement, that in the
year 1200-1 there were chosen twenty-five of the more discreet men of the City, who were sworn to take counsel for the
City together with the Mayor, is dismissed as not being of
first-rate authority, on what ground is not clear (fn. 36) .
In the above-mentioned freeman's oath there is reference
to other probi homines, and Fitz Thedmar says the twenty-five
were chosen out of the discretiores, both of which were usual
terms for the far larger Common Council of later days. The
twenty-five have all the appearance of a committee ad hoc.
If so, they had either ceased to act or failed in their purpose
before 1206, when the King directed a writ to the barons of
London, ordering them to choose twenty-four from the more
lawful, wiser and discreeter citizens to find a remedy for
abuses which certain superiores had allowed to occur (fn. 37) . The
oath noted by Dr Round was clearly their oath. They were a
selected and appointed body drawn from a larger number of
discretiores; and it is arguable, since government by massmeeting is impossible, that some such larger body led the
citizens in those united expressions of the City's will, of which
examples have been given. Doubtless the aldermen formed
a part of this larger earlier council. Its origin, as the present
writer has already suggested, is probably to be found in the
Husting, the ancient general court of the City (fn. 38) .
(g) City sokes and corporate unity
In the passage from Dr Stubbs quoted above, the existence
of lordships among the other communities of London was
regarded as a hindrance to municipal unity (fn. 39) . London, to some
extent owing to its size, had within its bounds a larger number
of manors and jurisdictions than other towns. In 1275 the
jurors of a ward returned to the Itinerant Justices the names
of eighteen such sokes (fn. 40) . But it has always been a peculiar
feature of London organisation that the corporation included
lesser communities. No sooner had the sokes begun to be
absorbed than their place was taken by the organised misteries
or companies of traders and craftsmen, each of which, in
respect to the City as a whole, was a community within a
community—cominaltie deinz cominaltte
(fn. 41) . In fact it was impossible until 1835 for an individual to acquire the freedom
of London and become an integral part of the corporation
unless at the same time he became a freeman of one of the
subsidiary corporations (fn. 42) . But except where a jurisdiction
exercised the right of sanctuary, as in the case of St Martin le
Grand, or attempted to try actions which more properly
belonged to the civic courts, there was little difficulty in reconciling the claims of the soke-owners with the authority of
the City government. Their courts, where they remained
active, fell as naturally into their position under the Husting
as the courts of the Wards, and in later times the courts of the
Livery Companies.
The subordination of the sokes may be seen as early as the
charter of Henry I (fn. 43) . Though the churches and barons and
citizens of London may hold their sokes in peace together with
all their customs, the provision that no citizen should plead
without the walls ensured that tenants could not be drawn into
suit in a distant manorial court (fn. 44) , and it is clear that in all the
courts the law of the City was pleaded. Nor was jurisdiction
invariable in all sokes; several appear to have been no more
than blocks of house-property from which the soke-owners
collected rents (fn. 45) . Of those that survived in 1321 five or six
made no claim to have held a court at any time and it was
urged on the King's behalf that others had not exercised their
rights (fn. 46) . Those rights were strictly defined. Between 1133 and
1154 a rule is stated that where a soke-owner has failed in
doing justice, the sheriff may intervene (fn. 47) . Early in the next
century a King's justice held that none of a foreign fee could
hold a court or make judgment with less than twelve free men,
a requirement not always easy to fulfil (fn. 48) . About the same time,
a statement of London law, apparently compiled for the information of landlords, tells us that if the lord of a soke prevents his tenants from distraining undertenants, the sheriff
may be called in, that no soke can protect a man guilty of
assault or affray, where there is bloodshed or visible wounds,
that no soke-court can hear pleas concerning foreigners—
whose court is the Guildhall, that soke-owners themselves use
the Husting to recover their rents, and that where land is
bought or sold in a ward, even though it be soke-land, it is the
alderman who receives a fee of a gold besant or two shillings,
while the sokereeve is entitled only to lesser dues (fn. 49) .
Much of the above was repeated by the citizens to the
Itinerant Justices in 1220, with additional information (fn. 50) .
It appears that the lords present their sokereeves in the
Husting there to be admitted to the custody of the sokes.
In a curious passage, which was copied in 3 Edward II from
the rolls of this session (fn. 51) , the Mayor and citizens are recorded
as saying that all escheats of land, from whomsoever it was
held, belonged to the King—in this matter the rights of
mesne lords are obsolete. The citizens show no disposition to
withdraw actions from the soke-courts. In fact the sokecourts are citizens' courts. They have the same rules of
warranting essoins as the Husting. No lord should bring an
action of gavelet in the latter so long as he can make a distress
in his own fee. A bailiff can hold his court without the presence of his lord, because it is the lord's court which does
justice and not the lord (fn. 52) . In all these statements an. aspect of
feudal justice is shown, which is sometimes forgotten. The
court is common, not proprietary, and the tenants of a lord
consider their rights as substantial as his own. In 1280 the
men of Portsoken proceeded in the Husting against the Prior
of Holy Trinity, their feudal lord, because he had held the
court outside the soke, contrary to the custom existing "ever
since London was built," by which custom he was bound as
well as they (fn. 53) . This is but local government under another
aspect.
The recorded instances of disputes between the city
authorities and the soke-owners number no more than two or
three. In 1228 the citizens made a "loving concord" with
the Bishop of London and the Chapter of St Paul's as to the
limits of their franchise, on which there had been difference
of opinion (fn. 54) . Again in 1275 a ward jury reports to the Itinerant
Justices that since the battle of Evesham the Abbot of Westminster had been claiming return of writs, i.e. the right to
determine actions begun by writs, and that the citizens had a
suit pending against him in King's Bench (fn. 55) . But though the
citizens contested this claim, they do not appear to have
welcomed the growing popularity of writs and the extra work
it entailed upon the Husting. The ancient method of beginning an action had been by plaint, both in city and sokecourt. A writ-action was triable only in the Husting or
"king's court (fn. 56) ," with the result that legal business drifted
away from the soke-courts as soon as tenants gained the impression that a writ would give them speedier justice. It was
a fashion more pleasing to litigants than to overworked City
officers (fn. 57) .
There is, in fact, little evidence that the attitude of the civic
authorities towards the sokes was anything but friendly. In
the Husting in 1273 the Mayor himself was sokereeve for the
Prior of Holy Trinity, the Prioress of Holywell, the Prior of
Bermondsey and the Abbot of Westminster, while other sokes
were represented by aldermen, Guildhall officials, and
attorneys practising in the court (fn. 58) . A case in 1302 shows the
Mayor's court intervening to enforce a judgment in the
Bishop's court, when the latter's reeve was at the end of his
resources (fn. 59) . Every indication goes to prove that the disintegrating effects of the feudal jurisdictions in London have
been exaggerated, and that these courts fell naturally into
their place as organs of local justice and administration, which
have always been more congenial to the English temper than
centralised and bureaucratic control.
EARLY QUALIFICATIONS FOR CITIZENSHIP
In the foregoing remarks it has been suggested that London's
corporate unity developed earlier than some writers were
willing to allow. Some such unity is antecedent to any conception of citizenship, unless one uses the term purely in a
geographical sense as denoting all the dwellers in a city.
But though contemporary chroniclers may have confused
Londonienses with cives, it is doubtful whether the citizens did
so themselves (fn. 60) . From the beginning the citizens were probably but a portion of the whole inhabitants, a class with
special rights and duties. If the frithgild of Æthelstan was an
official organisation occupying the centre of civic life (fn. 61) , its
members were a body bound by an oath and consisting of
persons with common tasks and privileges. The "burgesses"
of the Conqueror's charter were those who enjoyed the laws
of Eadward and had rights of inheritance, who benefited by the
measures which, according to Orderic Vitalis (fn. 62) , the king took
for the advantage and dignity of the City. The cives of Henry I's
charters had confirmation to them and their heirs of a number
of important and lucrative rights, from which visiting aliens
and the men of other towns were excluded. But so far, beyond
the mention of heirs, there is no light on the qualifications for
citizenship and the means of acquiring it.
The first sign of a qualification occurs in a statement of
Arnold Fitz Thedmar (fn. 63) . He relates how his maternal grandfather, a man of Cologne, who came to England on pilgrimage to the shrine of St Thomas at Canterbury, decided,
owing to family bereavement, to settle in London, where he
and his wife had two children born to them, and accordingly,
"buying a domicile in London they were made London
citizens (fn. 64) ." This would be between 1175 and 1180 (fn. 65) . It is
evidently the franchise by occupation of a burgage which is
found at Cardiff and Tewkesbury between 1147 and 1183 (fn. 66) .
Meanwhile it appears that citizenship could be lost as well as
gained. In certain customs, which Miss Bateson dates as
showing the influence of Henry II's charter of 1155 (fn. 67) , it is said
that a man of the City, who belongs to the freedom—a phrase
which shows that there were inhabitants who were not
citizens—shall not make trial by battle. An instance is given
of a defendant who put himself out of the franchise in order
to defend himself by battle, but the prosecutor refused to lose
the freedom for him. Thus, though burgage tenure was a
means to freedom, it was not the whole of it. The existence
of unenfranchised persons is also indicated by the London
Building Assize of 1212, in which it is enjoined that strange
workmen coming to the City who do not obey the rules must
be attached until they have their judgment before the Mayor
and probi homines
(fn. 68) .
THE CITIZEN'S OATH
With the establishment of the Commune in 1191 was set
up a condition of citizenship which was to become general in
later days. The communa was a sworn communa; the citizens
took an oath. If the resemblance between this oath and that
which appears in Letter Book D in a 15th century hand (fn. 69) is
more than mere coincidence, it would be a strong argument
for continuous practice. But otherwise there is no evidence
that every freeman henceforth was sworn. In 1249 and 1257
the citizens claimed that, except where it was a question of
life or limb or where land was to be lost or gained, they were
not bound to swear in an inquest, but that they ought only to
be abjured by the oath which they had already taken to the
King (fn. 70) . It is tempting to see in this a distinctive citizen's oath,
but it is equally probable that it was the oath for the preservation of the peace established by the proclamation of
Hubert Walter the Justiciar in 1195 (fn. 71) . When apprenticeship
and payment became recognised methods of acquiring the
freedom, an oath was duly taken, but in the case of those who
became free by inheritance or patrimony it does not appear
to have been made compulsory till 1387 (fn. 72) . In an age when
register-keeping was not a developed art, there was probably
a good deal of uncertainty about the status of humbler members of the community. Fitz Thedmar complains of the
rabble who thrust themselves into public affairs and claimed
to be the Commune, "though they were sons of divers
mothers, many of them born without the City and many of
them of servile condition (fn. 73) ." However, in 1299 a certain
Gilbert le Barber was punished for acting as an unlicensed
broker between foreigners contrary to his oath as a freeman (fn. 74) ,
and in 1306 a number of poulterers were sworn to the freedom (fn. 75) .
It was probably not difficult to ensure that the time-expired
apprentice and the foreigner took their oaths. The inhabitant
of London who was a reputed freeman was more elusive. How
matters stood is shown by a rule of the early 14th century.
A freeman by purchase, if his freedom were challenged, must
produce his record. A freeman by birth put himself on a jury
of the place where he was born (fn. 76) .
THE BARONS AND CITIZENS
Two classes of early citizens remain to be considered: the
"barons of London," and the villeins or serfs who had dwelt
for a year and a day within the City. As regards the former,
it is necessary to exclude from consideration the later meanings of the word. John Carpenter, the Common Clerk,
writing about 1419, knew of men who held baronies, of
barons who received a special summons to Parliament, of
men who were barons by patent (fn. 77) . "The aldermen," he says,
"in respect of name as well as of dignity, it is evident, were
anciently called barones. For it is matter of experience that
ever since 1350 at the sepulture of aldermen the ancient
custom of interment with baronial honours was observed (fn. 78) ."
It has recently been suggested with more probability that
the barons of London correspond to the pre-Conquest
burhthegns, to whom Edward the Confessor addressed his
charters, and that the burh-thegns "were the principal
merchants and traders who, by reason of having fared thrice
across the seas, or on account of their wealth and services,
were considered thegn-rightworthy (fn. 79) ." Elsewhere the same
writer speaks of the barons being the "oligarchic" party and
as constituting a "Great Council (fn. 80) ." It is possible that the
word "baron" may be a translation of burh-thegn, and that
the barons of London were originally the great seafaring
merchants, though the instances cited relate only to the
thegns of the shires (fn. 81) . But usage in the 12th, 13th and 14th
centuries had already adopted a wider meaning for the word.
Dr Round cites a charter of 1190 as to a verdict on property
being given by the whole city of London and testified at the
Tower by the "greater barons" of the City (fn. 82) . This need imply
only the more important citizens. In 1214 John grants to the
barons "that they may choose to themselves every year a
mayor (fn. 83) "—a right which was exercised by the whole body of
citizens (fn. 84) . In the many writs in the Close and Patent Rolls
addressed to the Mayor and probi homines, the Mayor and
cives, and the Mayor and barones, no distinction between
these terms is apparent. A typical writ of 1212 gives permission to the Mayor and barones to go to the Fair of Winchester with their merchandise as usual (fn. 85) . In only one instance
are the barons mentioned together with the citizens. It occurs
in a mandate of 1266 to the sheriffs and barons and citizens
to pay 200 marks, but there is nothing else in the document
to suggest a discrimination between citizens and barons (fn. 86) .
Another isolated instance is to be found in 1321 in a statement of procedure at a session of the Itinerant Justices,
where the phrases barones et universitas civium and barones et
cives are used (fn. 87) . Against its evidence may be set a contem
porary compilation of City law which embodies more ancient
material (fn. 88) . We are told how the city is held of the King in free
burgage without mesne lords and how the barouns and their
wives may devise lands and tenements, and further that a
married woman exercising a craft may take a female-apprentice who is bound to her husband and herself—baroun et
sa femme. Meanwhile the ancient common seal, mentioned as
early as 1228 (fn. 89) , bore the words Sigillum Baronum Londoniarum
(fn. 90) .
It is probable that free tenure and the firma were closely
connected in the minds of early Londoners with their use of
the term "barons." They were the King's men, they held
direct from him, they were on a par with other tenants-inchief. Moreover the wealthy citizen enriched by trade and
owning many tenements might well vie with great nobles.
In 1141, when Stephen was taken prisoner, the Bishop of
Winchester summoned the Londoners "who were as
aristocrats (optimates) on account of the greatness of their
city," and expostulated that it ill became them, who were
considered in England as nobles (sicut proceres), to favour
those who deserted their lord in battle (fn. 91) . Nor were the
Londoners slow to assert their own dignity. The compiler of
London laws declared that the Londoners ought not to swear
in an inquest—they never did it nor ought they to do it—
for the men of London are the chief men of the realm (fn. 92) . Their
attitude is illustrated in their dispute with the Abbot of Westminster in 1250. They ought not, they claimed, to receive any
judgment" in the absence of their peers, the earls and barons
of England (fn. 93) ." In the matter of franchises and tenures they
considered themselves on the same footing as the Abbot and
other tenants-in-chief. It is evident in all the early City
records that the citizens attached great importance to their
direct relation to the crown.
VILLEINS AND CITIZENS
The statement that a villein or serf, who dwelt within a
city or borough for a year and a day, thereby became free, is
one which needs careful definition. None of the evidence
proves clearly that mere residence conferred citizenship or
burgess-right, though it undoubtedly rendered a villein
immune from claim so long as he remained there (fn. 94) . In the few
instances which seem to imply burgess-right the words
"sicut burgensis" are used, which suggest comparison rather
than inclusion (fn. 95) . In other cases it is stated either that the
villein becomes a free man and cannot be claimed, or that he
becomes a burgess on fulfilment of other conditions—such as
participation in scot and lot and membership of the gild (fn. 96) .
As regards London, residence for a year and a day was held
to make a villein into a free man, but not a freeman. A statement of custom, which may be dated as early as 1135, runs—
"if a lawful man from outside comes into the city and dwells
there without challenge for a year and a day, he shall not
answer to a claimant, but remain if he chooses in the liberty
of the city (fn. 97) ." A more precise rule appears in 1210 in certain
articles ascribed to William the Conqueror—"if serfs remain
without challenge for a year and a day in our cities and walled
towns or our castles, they become free men and are free from
the yoke of servitude for ever (fn. 98) ." This was regarded and
quoted as the authority for London custom and is illustrated
by several cases in the courts (fn. 99) . In 1288 the Earl of Cornwall
claimed nine fugitive villeins and prayed that they might not
be admitted to citizenship, as they had belonged to him less
than six months before (fn. 100) . In 1299 Richard le Rous of Hendon
claimed William Gerard in the Husting, as being a fugitive
villein, who had lived in the City for no more than six months (fn. 101) .
But a villein who became a citizen must not continue to hold
land in villeinage. In 1305 four butchers were found to be
living outside the City and holding land in villeinage from
the Bishop of London in Stepney. They were adjudged to
lose the freedom of the City (fn. 102) .
The prejudice against villeins noted by Dr Gross was a
comparatively late development in London (fn. 103) . It was necessary
to ensure that an aspirant for citizenship, either by apprenticeship or purchase, should be of free condition, but it is not till
1387 that villein origin was regarded as tainting the blood (fn. 104) .
An interesting action in 1308 in the Court of Common Pleas
shows that a villein could not only become a citizen but also
rise to high position. Simon de Paris, a mercer, had lived
many years in London before he became an alderman in 1299
and sheriff in 1302 (fn. 105) . When visiting his native village of
Necton in 1306, he was found in his "villein nest" by the
lord's bailiff, who demanded that he serve as reeve, and on his
refusal, arrested and imprisoned him till vespers. He brought
an action of assault and false imprisonment. To the defence
that he was a villein, his advocate replied that he was a free
citizen of London. This pleading Justice Bereford brushed
aside with a story of a man who was taken in a brothel and
hanged, and if he had stayed at home no evil would have befallen him. The issue which went to the jury was whether the
defendants were seised of Simon as their villein at the time of
arrest. They found that on the day in question he was a free
man and of free condition and assessed the damages at £100 (fn. 106) .
It is interesting to note that while the King's justice would
not admit that citizenship made freedom, the City authorities
in their turn either could not or would not admit that villeinage made unfreedom. In their courts they refused to
accept a plea of villeinage in bar of action. In 1373 the Lords
and Commons complained that villeins came to London and
sued writs of debt and other contracts against their lords, in
order to achieve their freedom by guile, which city had no
cognisance of villeinage (fn. 107) . As no action could lie in the common law courts against a lord for debt to his villein, the
practice of the City left the lord the alternative of losing the
action by default, or creating a presumption of freedom to the
villein by answering him (fn. 108) . Parliament came to the lords'
assistance with an Act laying down that whereas villeins
"feigned suits against their lords, to make them free by the
answer of their lords, it is accorded and assented, that the
lords nor other shall not be forebarred of their villeins because of their answer in the law (fn. 109) ."
The first evidence of prejudice against villein blood is found
in the Act of Common Council of 1387, whereby it was
ordained that if it should happen, which God forbid, that
any serf (nativus), at the time of whose birth his father was a
serf, should be chosen to judicial status in the city, as Alderman, Sheriff or Mayor, he should pay a fine of £100 and lose
the freedom, unless he had previously notified the Mayor and
Aldermen of his servile condition (fn. 110) . The door is not indeed
closed to advancement, but it is now only slightly ajar. But
the City still threw its protection over the fugitive villein. In
1428, when a writ demanded that two men, claimed as villeins,
should answer before the King's justices at Westminster, the
Sheriffs returned that the writ could not be executed without
prejudice to the City's rights and customs, because every
liege subject of the King, who sought the protection of the City
and lived there quiet for a year and a day and was not reclaimed, could remain there for the rest of his days if he wished,
and the two men claimed had already lived for forty years in
the City (fn. 111) . To a further writ demanding the tenor of the City
custom, passages from the ancient City books were quoted,
purporting to be the laws of Edward the Confessor and
William the Conqueror, in support of the custom that such
persons could remain in the city for life as in a hospice or
King's Chamber (fn. 112) .
CITIZENSHIP BY PATRIMONY, APPRENTICESHIP AND REDEMPTION
The period during which evidence is scanty and sometimes
doubtful in meaning drew to a close at the end of the 13th
century. An annalist, whom Dr Stubbs was inclined to
identify with Andrew Horn, the City Chamberlain, notes
under the year 1274-5:
The same year a certain liberty was provided in London that
the names of apprentices should be entered in the register (in
papirio) of the Chamber of Guildhall and the names of those who
voluntarily purchased the freedom of the City should be inserted
in the same register. And this was done for a good reason, because
many pretended they were free, who were not free. But it should
be known that there are three methods by which a man acquires
the freedom of the City:—first that he be a man born in the City
lawfully from his father, secondly, that he be an apprentice with a
freeman for seven years and not less, and thirdly that a man may
compound with the Chamberlain for his freedom before the Mayor
and other aldermen (fn. 113) .
Whether this means that enrolment first began in 1274 or
was then made compulsory is not clear. In any case there
appears to be a reference to the enrolment of apprentices as
early as 1230 (fn. 114) , and in 1375, in obedience to a writ, the
Chamberlain searches the rolls and memoranda of the reign
of Henry III to discover whether a certain Ralph Smith was
admitted or sworn to the freedom (fn. 115) . Possibly new registers
were then begun. There is evidence of an "old register" in
1275 and 1293, of a "second register" in 1299, of a "little red
book" in 1305, and a "white book of redemptions and
apprentices" in 1312 (fn. 116) . Some or all of these may have survived until the disastrous fire in the Chamber in 1786, since
certified copies of entries of the 14th century are still preserved by some of the Livery Companies (fn. 117) .
PATRIMONY
Freedom by birth, commonly called "patrimony," is
probably implied in the early charters of London, granting
and confirming divers liberties to the citizens and their heirs.
In 1298 "heirs" is replaced by "successors (fn. 118) ," a term familiar
to students of incorporation, which may in this connection be
a recognition of the fact that patrimony was not the only
means of acquiring citizenship. Though the earliest instances
in other towns seem only to show that the son of a burgess, so
long as he lived in his father's house, had the same rights as
his father (fn. 119) , there was a custom at Chesterfield in 1294 that
sons and daughters were admitted to the freedom either by
annual payment or by acquiring a burgage (fn. 120) . It will be noticed
in the "liberty" of 1275 quoted above that there was no provision for the registration of patrimonies. Nor is there any
list of such persons in the transcript from the registers of
freemen in 1309-12, which occupies sixty-two folios of
Letter Book D. As yet no necessity was felt for noting their
names—possibly they were well known in their wards, where
juries were empanelled and assessments levied. But the
disadvantages of freedom by repute had become apparent in
1364, when the commons of the City presented to the Mayor
and Aldermen a declaration of their wishes as to the franchise.
As regards freemen by birth, they were of opinion that they
ought not to pay fine or service for their freedom, being
exempt by ancient custom, but when they became of age,
they ought to take the same oath as other freemen, for many
of them thought that they were not bound to maintain the
franchise, because they had not been sworn (fn. 121) . According to
the Letter Book, the Mayor and Aldermen agreed, but a
somewhat different decision is recorded below (pp. 10-11),
where it is said that many who were born within the freedom
were prevented from enjoying it, unless they had been admitted to it in some other way, wherefore the Common
Council ordained that anyone born free within the City or
within the bounds of the franchise should enjoy the freedom
as fully as others who had been admitted by apprenticeship
or redemption or in any other way, as had always been the
custom, provided that, if his freedom were challenged and he
claimed it by birth, he should take the oath like others. This
somewhat unsatisfactory compromise was ended by an
ordinance of 1387, which directed that "those claiming the
freedom by birth, within the year next ensuing, or within the
first year after they come of age, if they be at large within the
realm and are not already sworn to the freedom, shall inform
the Chamberlain of their birth, and make the same oath as
other freemen..., when they shall be accepted as freemen
of the City and for such acceptance and entrance they shall
pay nothing (fn. 122) ."
Unfortunately the absence of registers does not enable us
to estimate the early numbers of such freemen. They are
seldom mentioned. Occasionally, a youth would be enrolled
by special favour, though the copy of his father's freedom had
been lost, or his father's name could not be found in the
books (fn. 123) , or again a freedom would be refused because the
father had left the City long ago and the applicant had been
born in the country (fn. 124) . We learn that a citizen's son who had
become an apprentice lost the right to claim the freedom by
patrimony (fn. 125) . Other entries show that patrimony was interpreted to mean birth at a time subsequent to the father's
admission. But it is not till 1551 that light is thrown upon
their numbers by a surviving fragment of the Chamberlain's
registers (fn. 126) . It reveals that the ranks of citizens were but little
replenished from citizen families. In twenty-one months
1092 persons became free, of whom only 75 were free by
patrimony. They were vouched by the City's books and in
eleven cases by the testimony of neighbours. An equal
number of citizens' sons were enfranchised by apprenticeship.
Thus less than one-seventh of the new citizens were then
recruited from citizen stock. As will be seen, the contribution
of citizen families to apprenticeship was equally small two
and a half centuries earlier, and it is possible that those who
acquired the freedom by patrimony were also then comparatively few.